Decision in brief: Internet Sciences Inc v CNSX Markets Inc, Application for Review Proceeding, Case Management Hearing, December 1, 2025: https://ow.ly/GMxx50XJXlE

Les autorités en valeurs mobilières du Canada neutralisent plus de 3 900 sites Web d’investissement frauduleux grâce à leur nouvelle fonction de démantèlement : https://ow.ly/WOIe50XHyPL

CSA's new capability disarms more than 3,900 fraudulent investment websites: ow.ly/Vqbs50XHyEP The CSA in collaboration with CIRO announced initial results from its newly launched initiative to help combat the rising number of fraudulent websites that pose a threat to Canadian investors.

Les ACVM et l’OCRI publient des indications sur le rôle des finfluenceurs et des sociétés dans la protection des investisseurs : https://ow.ly/OSb850XHumw

CSA and CIRO provide guidance for finfluencers and firms on how to work with them and protect investors: ow.ly/s8Jb50XHu8u The CSA and CIRO have released new guidance for financial content creators or influencers, known as “finfluencers.”

OSC investigation leads to fraud charges for Smart Prime Group: ow.ly/uk4r50XHmpT

Les ACVM et l’OCRI publient leurs observations et indications au terme des plus récents examens menés à propos des réformes axées sur le client: https://ow.ly/4rjC50XGWZA

CSA and CIRO provide findings and guidance from latest phase of Client Focused Reforms reviews: ow.ly/OahT50XGWKF The CSA and CIRO have published their findings from a second phase of reviews of registrants’ compliance with the Client Focused Reforms (the CFRs Phase 2 Sweep).

OSC publishes 2025 Corporate Finance Division Annual Report: ow.ly/BaoR50XGv6j The report provides an overview of our operational and policy work for the 2024-2025 fiscal year and guidance about our expectations and interpretation of regulatory requirements in certain areas.

CSA seeks participation in retail committee as part of real-time market data access initiative: ow.ly/1sup50XCQxu The Committee will evaluate how retail investors and retail investment advisers access consolidated RTMD and identify any barriers to accessing this data. Please apply by Jan 9, 2026.

Les autorités en valeurs mobilières du Canada publient un résumé des résultats de l’enquête de 2025 sur les risques systémiques : https://ow.ly/R5CJ50XBX6f

Canadian securities regulators publish summary of 2025 Systemic Risk Survey results: ow.ly/bwyU50XBWUY The CSA published a summary of the results from its fourth annual systemic risk survey.

Avertissements et alertes à l’intention des investisseurs lancés par la Commission des valeurs mobilières de l’Ontario entre le 11 novembre et le 2 décembre 2025 : https://ow.ly/MYQX50XALvN

OSC investor warnings and alerts for November 11 – December 2, 2025: https://ow.ly/ab4b50XALr6

La CVMO rappelle aux investisseurs d'être vigilants contre les fraudeurs qui se font passer pour la CVMO. Si vous avez reçu une communication suspecte, contactez-nous au 1-877-785-1555 ou [email protected]: http://ow.ly/bQKe50Pq1cP

The OSC reminds investors to be vigilant about unsolicited communications from scammers posing as the OSC or employees of the OSC. If you’ve received a suspicious communication, contact us at 1-877-785-1555 or [email protected]. Tips for protecting against fraud: http://ow.ly/vRvZ50QHZvP

Check out the latest edition of OSC Guide to learn more about the unveiled theme for #OSCDialogue 2026, OSC Research Grant Competition, highlights from the OSC Advisory Committee and Stakeholder Reception, and more from November: ow.ly/lukE50XzaCX Subscribe to OSC Guide: ow.ly/90rO50T7tKk

OSC seeks comment on priorities for 2026-2027: ow.ly/zT7j50Xz7rZ The OSC is seeking feedback from stakeholders on its proposed SoP for 2026-2027, which includes initiatives we will undertake in support of the OSC’s 2024-2030 Strategic Plan. Deadline to submit comments is January 12, 2026.

We’re pleased to announce the theme for 𝐎𝐒𝐂 𝐃𝐢𝐚𝐥𝐨𝐠𝐮𝐞 𝟐𝟎𝟐𝟔: 𝐂𝐨𝐦𝐩𝐞𝐭𝐢𝐭𝐢𝐯𝐞 𝐞𝐝𝐠𝐞! OSC Dialogue 2026 will take place on April 21, 2026, at the Fairmont Royal York. #OSCDialogue

Initiative multilatérale visant à appuyer la mobilisation de capitaux en élargissant le rôle des courtiers sur le marché dispensé : état des lieux et consultation : https://ow.ly/GWe450XyLZ5 La période de consultation de 60 jours se termine le 26 janvier 2026.

Canadian securities regulators provide update and seek feedback on multilateral initiative to support capital-raising by extending the role of exempt market dealers: ow.ly/W6VK50XyLWj The CSA welcomes feedback on the exemption. The 60-day comment period closes January 26, 2026.

Les ACVM publient un projet de modification sur la gestion du risque de liquidité et lancent une consultation : https://ow.ly/Gixu50XyJo3 La période de consultation de 120 jours prendra fin le 27 mars 2026.

CSA publishes proposed liquidity risk management amendments and launches consultation: ow.ly/UURg50XyJjg In addition, the CSA has published a consultation paper that seeks feedback on potential further changes to the regulatory framework for LRM. The comment period closes on March 27, 2026.

Investor News: 📈 Rising rates of DIY investor complaints; The real cost of buy now, pay later; Should you save or invest?; and more https://ow.ly/5vsw50XxPyJ

Decision in brief: Katanga Mining Limited v Ontario Securities Commission, Application, Disclosure of Confidential Documents, November 20, 2025: https://ow.ly/9npS50Xyjl6

Les ACVM lancent un nouvel outil rendant le processus de consultation plus facile et efficient : https://ow.ly/W8yb50XxAp4

CSA launches new tool to make consultation process easier and more efficient: ow.ly/YnlH50XxzWT The CSA has launched a new online tool making it easier for stakeholders to submit their comments on regulatory policies and rules.

Michael Aonso of Strike Holdings Inc. sentenced to 90 days in jail for Securities Act offences: ow.ly/zFVh50XvQrw

Did you register yet? Join us on November 26 for the OSC's "Registrant Outreach: Regulatory Filings" webinar, offered as part of the OSC's Registrant Outreach program. Tune in on November 26 from 2 to 3:30 p.m. Register now: ow.ly/YsNy50XcCcf

The OSC’s Long-Term Asset Fund (LTAF) Project focuses on novel exemptive relief requests to permit alternative investment fund structures. These long-term assets, aka illiquid assets, can play a significant role in investment strategies, especially for those with longer investment horizons.

La CVMO annonce un concours de subventions de recherche : https://ow.ly/FuCf50XubzM Pour en savoir plus et postuler, cliquez ici : https://ow.ly/q0ur50XubzQ

OSC announces research grant competition: ow.ly/vW2m50XuaqQ The OSC announced a Research Grant Competition (the Competition) and is inviting research proposals that focus on the competitiveness of Ontario’s capital markets. Learn more and apply now: ow.ly/iRJ450XuaVV

OSC adds 2024 data to exempt market dashboard: ow.ly/WV4A50XtAsG The OSC has published an update to the dashboard of exempt market data on capital raising activity by Canadian corporate (non-investment fund) issuers in Ontario’s exempt market to include 2024 data.

Did a community member gain your trust, convince you to invest, and then disappear with your money? You’re not alone. Affinity fraud is a growing concern. Reporting it can help break the cycle. Find out more: http://gsam.ca/QFJG50Xs2y1

The OSC is inviting applications for membership on its Securities Advisory Committee. Deadline to submit applications is November 30, 2025. Read the OSC Notice: ow.ly/UaXk50XsWow

Sergiy Kaspirovych sentenced for making false statements to the OSC: ow.ly/OERq50Xrh8r The OSC announces that Sergiy Kaspirovych has pleaded guilty to providing false or misleading information during an OSC investigation. This conduct is contrary to section 122(1)(a) of the Securities Act.

Consultation des ACVM sur la modification des obligations d’information relatives aux mesures non conformes aux PCGR et à d’autres mesures financières en lien avec une nouvelle Norme IFRS de comptabilité : ow.ly/xXOa50XrbtY La période de consultation prendra fin le 11 février 2026.

CSA launches consultation on proposed amendments to non-GAAP and other financial measures disclosure requirements in connection with new IFRS Accounting Standard: ow.ly/2XZp50Xrb6N The comment period will end on February 11, 2026.

OSC investor warnings and alerts for October 21 – November 11, 2025: http://gsam.ca/z1iQ50Xq8Ip

On Remembrance Day, we pause to reflect and honour the brave individuals, past and present, who have served Canada in times of war, conflict, and peace. We are deeply grateful for their courage, sacrifice, and unwavering dedication to our country. #RemembranceDay #CanadaRemembers #LestWeForget

Today, on Indigenous Veterans Day, we recognize the contributions and pay tribute to the courage and commitment of First Nations, Inuit, and Métis veterans of the Canadian Armed Forces. #IndigenousVeteransDay #CanadaRemembers #LestWeForget

Decision in brief: Ontario Securities Commission v Tam, Enforcement Proceeding, Settlement, November 04, 2025: https://ow.ly/ct0S50XnPjH

OSC publishes Investment Management Division Annual Summary Report: ow.ly/ZhFn50XniPu The OSC has published its Investment Management Division Annual Summary Report, which provides an overview of key activities undertaken by the Investment Management division in fiscal 2024-2025.

Capital Markets Tribunal hosts policy forum: ow.ly/r1kQ50Xng8b The Capital Markets Tribunal announces that it recently hosted a policy forum that featured leading experts on emerging issues in the capital markets, representing diverse points of view.

CSA encourages open dialogue amid trend toward hybrid and self-directed investing: ow.ly/NMuL50XnbFR In recognition of #FinancialLiteracyMonth’s theme “Talk Money," the CSA urges Canadians to speak with family members, friends and advisors about their financial plans and to do more research.

Decision in brief: Stinson v Ontario Securities Commission, Application, Variation of an Order, November 3, 2025: https://ow.ly/u9Ev50Xn7Fh

November is Financial Literacy Month. The theme for 2025 is #TalkMoney. It’s a chance to remove the stigma of talking about money and to get comfortable discussing financial situations without fear or judgement. #FLM2025 https://ow.ly/5vxK50XmtRv#TalkMoney#FLM2025

🔌Charge up your brain and unplug from stress this Financial Literacy Month; Make your money stretch; Report affinity fraud; and more Read more: https://ow.ly/FFPi50Xmz6i

OSC settlement with Jessica Tam in insider trading scheme approved by Capital Markets Tribunal: ow.ly/4pYp50Xl6rX

The countdown to #OSCDialogue is on! Join us on April 21, 2026, at the Fairmont Royal York for the OSC’s annual signature conference. Expect thought-provoking conversations with leaders in business, regulation, global policy and more. Stay tuned for the agenda and speaker lineup in the new year.