Ontario Securities Commission issues 2026 Risk Assessment Questionnaire: https://ow.ly/XWFy50YVEeZ The OSC uses a risk-based approach to oversee registrants & plan examinations, with RAQ data supporting these functions & evidence-based decisions. Registrants must complete the RAQ by June 17, 2026.

May marks Jewish Heritage Month, an opportunity to recognize the contributions of Jewish Canadians to our nation's history, culture, and society. #CanadianJewishHeritageMonth #JewishHeritageMonth

May marks Asian Heritage Month, a special time to honour the rich and diverse cultures, remarkable histories, and invaluable contributions of people of Asian descent across the globe. #AsianHeritageMonth #AAPIHeritageMonth #AANHPIHM

The OSC announces that Mr. Jimmy Delinis, formerly of Alliston, Ontario, has pleaded guilty to fraud, contrary to Ontario securities law: https://ow.ly/8zMq50YTaWH Mr. Delinis will be sentenced on October 15, 2026, at 9:30 a.m. at the Ontario Court of Justice, 49 Huron Street in Collingwood.

Check out the latest edition of OSC Guide for April: https://ow.ly/6vL450YT9eJ Subscribe to OSC Guide if you haven't already to stay informed on the latest OSC updates: https://ow.ly/xW4k50YT9eI

The OSC today published for comment proposed amendments to its fee rules: https://ow.ly/tRw250YSyHK

Les Autorités canadiennes en valeurs mobilières (ACVM) ont publié la Décision générale coordonnée 33-930 : https://ow.ly/nfzW50YSsp2

The CSA has published Coordinated Blanket Order 33-930 Exemptions from Requirements to Submit Certain Personal Information, which provides temporary exemptions under National Instrument 33-109 Registration Information. Read more: https://ow.ly/J5Vy50YSsiC

The OSC today announced settlements with three individuals who failed to comply with director and officer bans imposed by the Capital Markets Tribunal: https://ow.ly/XwFY50YROEi

The OSC is inviting applications for membership on its independent Investor Advisory Panel, an advisory committee to the OSC that provides the primary retail investor perspective on policy, rule-making and other regulatory initiatives: ow.ly/7H4l50YRNWQ

OSC investor warnings and alerts for April 7 – 28, 2026: https://ow.ly/F53i50YRcpa

Les Autorités canadiennes en valeurs mobilières (ACVM) ont publié aujourd’hui le Rapport d’inspection du Fonds canadien de protection des investisseurs (FCPI). En savior plus: https://ow.ly/5Mjf50YR4KY

The Canadian Securities Administrators (CSA) today published the Oversight Review Report of the Canadian Investor Protection Fund (CIPF). Read more: https://ow.ly/CSYu50YR4sl

The Capital Markets Tribunal announces the appointment of Jim Doris to the Tribunal, for a two-year term, effective April 2, 2026: https://ow.ly/o4AG50YOF4a

Les Autorités canadiennes en valeurs mobilières (ACVM) ont annoncé aujourd’hui la mise en œuvre des modifications définitives apportées au Règlement sur les règles de négociation et à l’Instruction générale relative au Règlement 23-101 sur les règles de négociation En savoir plus: ow.ly/E4wK50YOC8P

The CSA today announced the adoption of final amendments to National Instrument 23-101 Trading Rules and changes to Companion Policy 23-101 Trading Rules. Read more: ow.ly/CLWb50YOBrg

The OSC announces that Sejean Reid and Whitney Charles have each been charged with fraud and money laundering after running an investment scheme called ‘Golden Zone Corporation’. Read more: https://ow.ly/gQB250YNXOi

Le Forum conjoint des autorités de réglementation du marché financier du Canada aborde la question de la sécurité financière des personnes retraitées à l’occasion de son assemblée annuelle à Montréal: https://ow.ly/KP2v50YNxmr

Canada’s Joint Forum of Financial Market Regulators discuss retirees’ financial security at Annual Meeting in Montreal: https://ow.ly/RFhC50YNxgz

L’AMF Québec, la CVMO et l’AMF France concluent un accord pour soutenir la cotation croisée de valeurs mobilières au Canada et en France: ow.ly/Y3GJ50YMPyP

The AMF Québec, the OSC and the AMF France entered into an agreement intended to support the initial cross-listing of securities on an exchange, by way of prospectus, in Canada and France by establishing a new collaborative procedure: https://ow.ly/WrAZ50YMJWs

Join us on May 14 for the OSC's "Completing the 2026 Risk Assessment Questionnaire" webinar, offered as part of the OSC's Registrant Outreach program. Tune in on May 14 from 2 to 3:30 p.m. Register now: https://ow.ly/OGok50YKFz3

Decision in brief: Ontario Securities Commission v Liquidnet, Enforcement Proceeding, Settlement, April 15, 2026: https://ow.ly/l5jx50YKBrw

Kevan Cowan, Chair of the Board, Ontario Securities Commission will be delivering closing remarks at #OSCDialogue 2026: Competitive edge. See you on April 21!

Les CSA invitent les Canadiens à se méfier de groupes d’investissement frauduleux qui font la promotion de titres sur les médias sociaux et qui sont susceptibles d’utiliser un stratagème de manipulation du marché reposant sur des opérations coordonnées: ow.ly/5CAT50YKu4H

The Canadian Securities Administrators is warning Canadians about fraudulent investment groups being promoted on social media that could be running a stock price manipulation scam called a “ramp and dump”: ow.ly/vFMh50YKtEP

Vass Bednar, Managing Director, The Canadian Shield Institute for Public Policy, will be delivering a keynote and joining Naizam Kanji, General Counsel and EVP, Legal and Governance, OSC for a fireside chat on digital innovations and market competitiveness at #OSCDialogue. See you on April 21!

OSC reaches settlement with Liquidnet Canada Inc. Read More: ow.ly/Tc1F50YK5sn

David W. Paterson, Ontario’s Representative in Washington, D.C., Government of Ontario will be delivering remarks at #OSCDialogue 2026: Competitive edge. See you on April 21!

Spring into the season by tidying up your investment portfolio; Why saving still matters when prices rise; and more: https://ow.ly/evoo50YIUfg

At #OSCDialogue, our 𝘚𝘢𝘧𝘦𝘨𝘶𝘢𝘳𝘥𝘪𝘯𝘨 𝘔𝘢𝘳𝘬𝘦𝘵𝘴 panel brings together leaders from the OSC, RBC and RCMP to explore how collaboration can combat money laundering, market manipulation and emerging digital threats, and the tools needed to protect investors and market integrity. See you on April 21!

Today marks Vaisakhi. The OSC extends our warm wishes to all those celebrating and recognizes this important time of reflection, renewal, and community.

Rodrigo Buenaventura, Secretary General, International Organization of Securities Commissions (IOSCO) will be delivering a keynote on 𝘎𝘭𝘰𝘣𝘢𝘭 𝘙𝘦𝘨𝘶𝘭𝘢𝘵𝘰𝘳𝘺 𝘗𝘳𝘪𝘰𝘳𝘪𝘵𝘪𝘦𝘴: 𝘛𝘩𝘦 𝘐𝘖𝘚𝘊𝘖 𝘗𝘦𝘳𝘴𝘱𝘦𝘤𝘵𝘪𝘷𝘦 at #OSCDialogue 2026: Competitive edge. See you on April 21!

Grant Vingoe, chef de la direction de la CVMO, et Shereen Benzvy Miller, commissaire de l’ACFC, se joindront à une causerie au coin du feu à la conférence #OSCDialogue pour discuter de la façon dont les technologies et les marchés changeants transforment l’expérience des consommateurs.

OSC CEO Grant Vingoe and FCAC Commissioner Shereen Benzvy Miller will join a fireside chat at #OSCDialogue to discuss how tech and shifting markets are reshaping the consumer experience, the balance between innovation and rising risks, and the need for coordinated oversight. See you on April 21!

Decision in brief: Internet Sciences Inc v CNSX Markets Inc, Application for Review Proceeding, Bias Motion, April 9, 2026: https://ow.ly/ifOq50YHfaK

À la conférence #OSCDialogue, notre table ronde Digital assets unlocked réunit des dirigeants de la @bankofcanada.ca, de la CVMO, du Nasdaq et de Coinbase pour explorer l’incidence de la chaîne de blocs sur les marchés, la trajectoire réglementaire du Canada et la façon de stimuler l’innovation.

At #OSCDialogue, our 𝘋𝘪𝘨𝘪𝘵𝘢𝘭 𝘢𝘴𝘴𝘦𝘵𝘴 𝘶𝘯𝘭𝘰𝘤𝘬𝘦𝘥 panel brings together leaders from the @bankofcanada.ca, OSC, Nasdaq and Coinbase to explore blockchain’s impact on markets, Canada’s regulatory trajectory, and how to drive innovation while keeping investors and markets safe. See you on April 21!

OSC announces allegations against Emerita Resources Corp. and associated individuals: ow.ly/BCUW50YH3h6 A case management hearing will take place before the Capital Markets Tribunal on May 8, 2026, at 10:00 a.m.

OSC CEO Grant Vingoe will be delivering opening remarks at OSC Dialogue 2026: Competitive edge. #OSCDialogue brings together leaders from across business, finance, and regulation to explore the ideas shaping Canada’s competitive future. The event is officially sold out. See you on April 21!

Executive Vice President, Chief Operating Officer and Chief of Staff Josée Turcotte will be the emcee at #OSCDialogue 2026: Competitive edge. The event is officially sold out. See you on April 21!

Les ACVM ont publié aujourd’hui pour consultation un avis portant sur le projet de modification de la partie 9 du Règlement 55-104 sur les exigences et dispenses de déclaration d’initié. La période de consultation de 60 jours se termine le 8 juin 2026. En savoir plus : ow.ly/EzSf50YGCRV

The CSA published a notice and request for comment on a proposed amendment to Part 9 of National Instrument 55-104 Insider Reporting Requirements and Exemptions. The CSA welcomes feedback on the proposed amendment. The 60-day comment period closes June 8, 2026. Read more: ow.ly/1it150YGzR1

On March 27, Operation Atlantic, a week-long international law enforcement campaign by agencies in the United States, United Kingdom and Canada identified more than $45 million (USD) in cryptocurrency from fraud schemes worldwide and froze $12 million in stolen funds. Learn more: ow.ly/pGae50YGux7

The OSC will be hosting OSC Dialogue 2026: Competitive edge on April 21, 2026, at the Fairmont Royal York in Toronto, Ontario. The event is sold out. Accredited media who wish to attend should contact the OSC to register. Read more: ow.ly/rH9350YFPCm

OSC invites applications from experienced leaders to join its new Capital Markets Advisory Committee: ow.ly/6Mn350YFJ4J

The OSC marks International Day of Pink, where people wear pink to show solidarity with the 2SLGBTQIA+ community and stand against discrimination. #DayofPink2026 #EchoOfChange

OSC investor warnings and alerts for March 17 – April 7, 2026: https://ow.ly/52RX50YF19I

Decision in brief: Ontario Securities Commission v Rosborough, Enforcement Proceeding, Settlement, April 1, 2026: https://ow.ly/LUTg50YCmkR

Les autorités en valeurs mobilières du Canada publient un rapport sur les principales activités de surveillance visant l’OCRI et le FCPI : ow.ly/hVnF50YCuft Les ACVM ont publié aujourd’hui un rapport sur les principales activités de surveillance visant l’OCRI et le FCPI.